About Oren Chaplin

As a Member of the firm, Oren M. Chaplin focuses his practice on business law and securities matters. Oren has experience drafting merger, acquisition, and business planning documents and handling entity formation, corporate governance and due diligence matters. He is well versed in drafting and negotiating client referral, client services, consulting, employment and termination agreements, as well as internal compliance and supervisory policies and procedures. In addition, Oren regularly analyzes regulatory and compliance issues related to limited offerings, investment advisers, public and private investment companies, broker-dealers, insurance product agents and other financial industry entities under ERISA, the Investment Advisers Act of 1940, the Investment Company Act of 1940, the Securities Act of 1933, the Securities Exchange Act of 1934, and state Blue Sky laws.

E-Mail: [email protected]
Profile: www.nmmlaw.com

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